Total Paid-in Capital / Major Unitholders

Total paid-in capital

As of November 28, 2017

Total paid-in capital, the total number of authorized investment units and the total number of investment units issued and outstanding as of November 28, 2017 are as follows.

Total paid-in capital 98,129,521,994 yen
The number of authorized investment units 2,000,000 units
The number of investment units issued and outstanding 212,738 units

The changes in total paid-in capital and the total number of investment units issued and outstanding since HRR’s foundation are as follows.

Date Remarks Total paid-in capital
(thousand yen)
Total number of
investment units issued
(units)
Remarks
Amount
of increase
Balance Amount
of increase
Balance
March 6, 2013 Establishment
of private placement
150,000 150,000 300 300 (Note 1)
July 11, 2013 Public offering 9,302,400 9,452,400 19,000 19,300 (Note 2)
August 12, 2013 Third-party allotment 465,120 9,917,520 950 20,250 (Note 3)
May 1, 2014 Public offering 16,547,762 26,465,282 22,000 42,250 (Note 4)
May 27, 2014 Third-party allotment 540,810 27,006,092 719 42,969 (Note 5)
May 1, 2015 Public offering 8,673,580 35,679,673 6,400 49,369 (Note 6)
May 26, 2015 Third-party allotment 433,679 36,113,352 320 49,689 (Note 7)
November 2, 2015 Public offering 30,279,030 66,392,382 26,970 76,659 (Note 8)
November 25, 2015 Third-party allotment 1,514,512 67,906,895 1,349 78,008 (Note 9)
May 2, 2016 Public offering 4,461,050 72,367,946 3,570 81,578 (Note 10)
May 24, 2016 Third-party allotment 223,677 72,591,623 179 81,757 (Note 11)
November 1, 2016 Split of Investment Units - 72,591,623 81,757 163,514 (Note 12)
May 1, 2017 Public offering 4,705,163 77,296,787 8,720 172,234 (Note 13)
May 23, 2017 Third-party allotment 235,258 77,532,045 436 172,670 (Note 14)
November 1, 2017 Public offering 19,616,644 97,148,689 38,160 210,830 (Note 15)
November 28, 2017 Third-party allotment 980,832 98,129,521 1,908 212,738 (Note 16)
(Note 1)
Upon establishment of HRR, new investment units were issued with issue price per unit of 500,000 yen.
(Note 2)
New investment units were issued through public offering with issue price per unit of 510,000 yen (paid-in amount of 489,600 yen).
(Note 3)
New investment units were issued through third-party allotment with paid-in amount per unit of 489,600 yen.
(Note 4)
New investment units were issued through public offering with issue price per unit of 780,178 yen (paid-in amount of 752,171 yen).
(Note 5)
New investment units were issued through third-party allotment with paid-in amount per unit of 752,171 yen.
(Note 6)
New investment units were issued through public offering with issue price per unit of 1,404,215 yen (paid-in amount of 1,355,247 yen).
(Note 7)
New investment units were issued through third-party allotment with paid-in amount per unit of 1,355,247 yen.
(Note 8)
New investment units were issued through public offering with issue price per unit of 1,162,024 yen (paid-in amount of 1,122,693 yen).
(Note 9)
New investment units were issued through third-party allotment with paid-in amount per unit of 1,122,693 yen.
(Note 10)
New investment units were issued through public offering with issue price per unit of 1,294,745 yen (paid-in amount of 1,249,594 yen).
(Note 11)
New investment units were issued through third-party allotment with paid-in amount per unit of 1,249,594 yen.
(Note 12)
HRR implemented a 2-for-1 split of its investment units.
(Note 13)
New investment units were issued through public offering with issue price per unit of 559,080 yen (paid-in amount of 539,583 yen).
(Note 14)
New investment units were issued through third-party allotment with paid-in amount per unit of 539,583 yen.
(Note 15)
New investment units were issued through public offering with issue price per unit of 531,508 yen (paid-in amount of 514,063 yen).
(Note 16)
New investment units were issued through third-party allotment with paid-in amount per unit of 514,063 yen.

Major unitholders

As of April 30, 2017

Major unitholders as of April 30, 2017 are as follows.

Name Number
of investment
units held
(units)
Ratio of the number
of investment units
held to the total
investment
units issued (%)
Japan Trustee Services Bank, Ltd. (Trust account) 27,038 16.53
Trust & Custody Services Bank, Ltd. (Securities investment trust account) 19,894 12.16
The Master Trust Bank of Japan, Ltd. (Trust account) 15,474 9.46
The Nomura Trust and Banking Co., Ltd. (Investment trust account) 7,568 4.62
Hoshino Resorts Inc. 6,140 3.75
JP MORGAN CHASE BANK 385632 (Standing proxy: Mizuho Bank, Ltd.) 5,672 3.46

STATE STREET BANK AND TRUST COMPANY 505012 (Standing proxy: The Hongkong and Shanghai Banking Corporation Limited, Tokyo Branch)

2,712 1.65
THE BANK OF NEW YORK, NON-TREATY JASDEC ACCOUNT (Standing proxy: The Bank of Tokyo-Mitsubishi UFJ, Ltd.) 2,171 1.32
The Hokkoku Bank, Ltd. (Standing proxy: Trust & Custody Services Bank, Ltd.) 1,815 1.10
NOMURA BANK (LUXEMBOURG) S.A. (Standing proxy: Sumitomo Mitsui Banking Corporation) 1,725 1.05